Project Details | Background Reading
James J. Heckman Robert Nelson William Neukom
March 7, 2007
William H. Neukom, President-elect of the American Bar Association, is leading an effort, the World Justice Project, which seeks to better define the meaning of the rule of law and to promote international commitment to the positive elements of the rule of law. The World Justice Project seeks to build on the momentum generated by the International Rule of Law Symposium held in November 2005 in Washington, D.C., and the ABA-IBA Rule of Law Symposium held in Chicago in September 2006. Background on these meetings is provided here.
The International Rule of Law Symposium gathered more than 400 leaders from 40 countries in the fields of business, government, law, public health, civil society, and international development, among others. Panelists and attendees shared their insights about the nexus between the rule of law and poverty, violence, corruption, public health, and economic opportunity. Highlights included a panel discussion by U.S. Supreme Court Justices Sandra Day O'Connor, Stephen Breyer, and Anthony Kennedy, and keynote speeches by Secretary of State Condoleezza Rice and Senator Hillary Rodham Clinton. Foreign representation included Philippines Chief Justice Hilario Davide. See the attached appendix.
The ABA-IBA Rule of Law Symposium, organized largely under the initiative of Symposium Honorary Co-Chair Justice O'Connor, was a gathering of leaders composed largely of participants from the International Rule of Law Symposium who sought to develop a more robust commitment from the world's legal profession to advance the rule of law worldwide. The ABA-IBA Symposium led to the creation of working groups that will develop policy papers for adoption by national bar associations worldwide
The World Justice Project, sponsored by the American Bar Association, seeks to capitalize on the momentum generated by the previous meetings in order to broaden and institutionalize the network of organizations and individuals committed to advancing the rule of law. The project consists of three related initiatives leading up to a plenary conference, the World Justice Forum, to be held in Europe in spring 2008: (1) multidisciplinary outreach conferences, (2) development of a rule of law index, and (3) a research program involving a conference of experts studying various aspects of the rule of law. We provide background on the first two activities in the documents attached to this memo. We are asking you participate in the third activity.
The World Justice Project will convene a workshop of leading academics in early autumn 2007 in order to lay the groundwork for its research program. This is part (3) of the overall project. Under the leadership of James Heckman, Professor of Economics at the University of Chicago and Senior Research Fellow of the American Bar Foundation, and Robert Nelson, Director of the American Bar Foundation, the World Justice Group and the American Bar Foundation are assembling an interdisciplinary group of leading scholars. Participants will be asked to write short position papers (2-3 pages) and to select readings of their work to constitute a preliminary meeting. Participants will expand on their position papers or edit existing papers or works in progress for presentation at a second workshop meeting in January or February 2008. These papers will be the subject of the World Justice Forum and will be published in an edited volume on the rule of law.
The term “rule of law” is a debated phrase, used in different senses by different speakers in a variety of contexts. We seek to define this concept constructively, informed by a discussion of such fundamental normative questions as what defines a good life and what the ultimate ends of a rule of law system might be. We will consider the tension between definitions of law based on universal principles and the need to adapt this concept to different cultural and historical contexts.
The relationship between the rule of law and economic and social development is a central question of our time. Is it the case, as some have argued, that the rule of law has spurred economic development in Eastern Europe, Asia, and Latin America? Or does the causal direction run the other way? Or do law and economic growth co-vary in complex and contingent ways? We seek to build on the existing literature and consider new possibilities for implementation of policies highlighted by a clearer understanding of the fundamental causal relationships at work.
The research group will address the following broad topics:
What is the good life? What constitutes well-being? Are there universal principles that should be adopted for the rule of law? How should the concept of the rule of law be adapted to different cultural and historical contexts?
What is the relationship between the “rule of law” (variously defined) and economic and social development? What are the causal relationships between the rule of law and social progress?
What policies or positions should be advocated based on this causal knowledge? How can a rule of law system contribute to advances in areas such as human rights, health, and education?
What is the relationship between the rule of law and corruption, and governance more generally? How can an effective rule of law system be developed in the face of corruption and how can it contribute to its decline?
What is the relationship between the rule of law and regulation, including its effects on bankruptcy, corporate and finance law, labor market regulation and corporate governance?
There will be no attempt to force a consensus. The goal will be to state the issues clearly and present frontier knowledge.
Thomas Carothers
Kenneth Dam
- Dam, K. W. " China As a Test Case: Is the Rule of Law Essential for Economic Growth? " John M. Olin Program in Law and Economics Working Paper No. 275. (January 2006).
- Dam, K. W. "Institutions, History, and Economic Development," John M. Olin Program in Law and Economics Working Paper No. 271 (January 2006).
- Dam, K. W. "Legal Institutions, Legal Origins, and Governance," John M. Olin Program in Law and Economics Working Paper No. 303 (August, 2006).
Yash Ghai
- Ghai, Y. "Ethnicity, Identity, Participation and Social Justice: A Constitution
for New Nepal?" Unpublished manuscript, University of Hong Kong, 2007.
- Ghai, Y. Autonomy and Ethnicity: Negotiating Competing Claims in Multi-ethnic States, Cambridge, UK: Cambridge University Press. 2001.
- Ghai, Y. "Human Rights and Social Development: Toward Democratization and Social Justice". United Nations Research Institute for Social Development, Democracy, Governance and Human Rights Programme Paper No. 5. October, 2001.
- Ghai, Y. Hong Kong's New Constitutional Order: The Resumption of Chinese Sovereignty and Basic Law (Second Edition). Hong Kong: Hong Kong University Press: 1998. (The third edition is currently being completed).
- Ghai, Y. "Establishing a Liberal Political Order Through a Constitution: The Papua New Guinea Experience" (1998). Development and Change 28: 303–30.
- Ghai, Y., R. Luckham and F. Snyder. The Political Economy of Law: A Third World Reader. Oxford, UK: Oxford University Press. 1987.
Terence C. Halliday
- Terence C. Halliday and Bruce G. Carruthers. Law’s Global Markets: International Organizations and Bankruptcy Law after the Asian Financial Crisis. Book manuscript.
- Terence C. Halliday, Lucien Karpik & Malcolm M. Feeley (Eds). 2007. Fighting for Political Freedom: Comparative Studies of the Legal Complex and Political Change. Oxford: Hart Publishing.
- Terence C. Halliday, Lucien Karpik & Malcolm M. Feeley. 2007. “Struggles for Political Liberalism: Reaching for a Theory of the Legal Complex and Political Mobilisation.” In Fighting for Political Freedom: Comparative Studies of the Legal Complex and Political Change, edited by Terence C. Halliday, Lucien Karpik, and Malcolm M. Feeley. Oxford: Hart Publishing
- Terence Halliday and Sida Liu. 2007. “Birth of a Liberal Moment? Looking through a One-Way Mirror at Lawyers’ Defense of Criminal Defendants in China.” In Fighting for Political Freedom: Comparative Studies of the Legal Complex and Political Change, edited by Terence C. Halliday, Lucien Karpik, and Malcolm M. Feeley. Oxford: Hart Publishing
- Terence C. Halliday and Bruce G. Carruthers. 2007. “The Recursivity of Law: Global Norm-Making and National Law-making in the Globalization of Corporate Insolvency Regimes.” American Journal of Sociology. 112: 1135–1202
- Terence C. Halliday and Pavel Osinsky. 2006. “Globalization and Law.” Annual Review of Sociology. 32: 447-470.
Ron Harris
- Harris, R. and E. Albin. "Bankruptcy Policy in Light of Manipulation in Credit Advertising," Theoretical Inquiries in Law, 7(2): Article 6. 2006.
- Harris, R. "The Encounters of Economic History and Legal History." Law and History Review, 21(2):297-346. 2003.
- Harris, R. "Government and the Economy 1688-1850." in R. Floud and P. Johnson, eds. The Cambridge Economic History of Britain since 1700, Volume 1, 1700-1850. Cambridge, UK: Cambridge University Press. 2004.
- Harris, R. Industrializing English Law: Entrepreneurship and Business Organization, 1720-1844 (New York: Cambridge University Press). 2003
- Harris, R. "The Institutional Dynamics of Early Modern Eurasian Trade: The Corporation and the Commenda." Presented at "The Economic Performance of Civilizations: Roles of Culture, Religion, and the Law," USC, February 23-24, 2007.
- Harris, R. "The Transplantation of a Legal Discourse: Corporate Personality Theories from German Codification to British Political Pluralism and American Big Business." Washington and Lee Law Review, 63: 1421-1459. 2006.
- Harris, R. "The Uses of History in Law and Economics," Theoretical Inquiries in Law, 4(2): Article 9. 2003.
James J. Heckman
- Heckman, J. and C. Pages, (2004). "Introduction," in Law and Employment: Lessons from Latin America and the Caribbean, J. Heckman and C. Pages, eds. Chicago: University of Chicago Press.
- Heckman, J. (2005). "Flexibility, Job Creation and Globalization: The Case of Italy." Published in Italian as "Flessibilità, Creazione del Lavoro e Globalizzazione: Il Caso Italia," Global and Local Economic Review, 5(2): 7-32.
- Heckman, J. (2007). "Is the Western Welfare State Still Sustainable?" Presented at the ILO Institute, March 23, 2007.
Daniel Kaufmann
Timur Kuran
Margaret Levi
- Levi, M. "Why We Need a New Theory of Government," Perspectives on Politics, 4(1): 5-19. (March, 2006).
- Cook, K., R. Hardin and M. Levi. Cooperation without Trust?. New York: Russell Sage Foundation. 2005.
- Levi, M. "Inducing Preferences within Organizations" in Ira Katznelson and Barry Weingast, eds. Preferences and Situations: Points of Intersection Between Historical and Rational Choice Institutionalism. New York: Russell Sage Foundation Press. 2005. pp. 219-246.
- Bates, R., A. Greif, M. Levi and J.-L. Rosenthal and B. Weingast. Analytic Narratives. Princeton, NJ: Princeton University Press.
- Levi, M. Consent, Dissent and Patriotism. Cambridge, UK: Cambridge University Press. 1997.
Robert Nelson
Katharina Pistor
Amartya Sen
Barry R. Weingast
- Weingast, Barry R. 1993. "Constitutions as Governance Structures: The Political Foundations of Secure Markets". Journal of Institutional and Theoretical Economics 149 (1): 286-311.
- Weingast, Barry R. 1995. "The Economic Role of Political Institutions: Market-Preserving Federalism and Economic Development". Journal of Law, Economics, and Organization 11 (1): 1-31.
- Weingast, Barry R. 1997. "The Political Foundations of Democracy and Rule of Law". American Political Science Review 91 (2): 245-63.
- Weingast, Barry R. 1997. "The Political Foundations of Limited Government: Parliament and Sovereign Debt in 17th- and 18th-Century England". In The Frontiers of the New Institutional Economics , edited by John N. Drobak and John V. C. Nye, pp. 213-46. San Diego: Academic Press.